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 Most of the cases we
review and analyze consist of your "garden variety" type of fraud that can be
seen is all areas of business. (i.e. Misrepresentation of facts and
information, failure to disclose all the risks and pertinent information or
unauthorized transactions). Although these types of fraud are predomaintly
most widely seen abuses in Securities Arbitration, there are several sales practice that
you, as an investor, should know about which also may constitute a sales abuse.
"Your broker’s job is to serve you, and if you can not trust him/her then it
is time to find a new broker." -- MH&A
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While we have seen it all in our 30 plus years, Michael Huberman and Associates
specializes in:
- Securities Case Analysis:
- Control and Domination Cases
- Deal Stocks & Mergers
- Mark Ups/Mark Downs Issues
- Equity & Index Options Trading
- Churning and Excessive Trading
- Mutual Fund Switching
- Agency Look Alike Transactions
- Initial Public Offering Memorandums
- Selling Away Issues
- Account Analysis:
- Cost/equity Analysis
- Turnover Ratios
- Net-out-of-pocket Calculations
- Pattern Trading
- Mark up/Mark down Violations
- Litigation Support:
- Custom Made Exhibits
Legal Research
Ghost Writing
Witness Preparation
Expert Witness
Case Pre-Evaluations
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