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 Michael Huberman and
Associates helps public investors and attorneys through NASD / NASDR, NYSE, PSEX and AAA
securities arbitration and securities litigation matters.* Michael Huberman and Associates
also provides forensic accounting, securities litigation support and expert testimony in
securities arbitration and securities litigation matters.
Are your looking for a honest and dependable stockbroker or financial planner? Ask us what
to look for in a broker and his/her company. Contact Us with your
Broker Request!
Class B Mutual Fund
Shares: Do They Make the Grade?
NASD is issuing this
Alert because we are concerned that investors may purchase Class B mutual
fund shares when it would have been more cost-effective for those investors
to purchase a different class of shares.
The SEC News Digest provides daily information on recent Commission actions,
including enforcement proceedings, rule filings, policy statements, and upcoming
Commission meetings. Click Here for the
Updates
Abbreviations*
NASD - National Association of Securities Dealers
NASDR - National Association of Securities Dealers Regulation
NYSE - New York Stock Exchange
PSEX - Pacific Stock Exchange
AAA - American Arbitration Association |
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